A Pilot Study on Five Mathematicians’ Pedagogical Views on Proof 

Kirsti Nordström

Stockholm University

Department of mathematics

 

THE AIM OF THE STUDY

The aim of my study is to explore mathematicians’ pedagogical views, values and intentions concerning proof. In my earlier study (Nordström, 2003) I found that the university entrants’ attitudes were positive towards learning of proof. In this paper, I will discuss the problems of access and transparency as they are defined by Lave and Wenger (1991) and the ways in which the students are drawn to share the mathematicians’ views on proof.

I have started the study by interviewing mathematicians and, in this paper, I will analyse five of the interviews as a pilot study in order to find out methodological and theoretical implications, which might influence and even change the original research questions, the conceptual framework and the methodology of the global study.

 

THEORETICAL FRAME

Lave and Wenger’s theory of legitimate peripheral participation describes at least partially the conditions of the teaching- and learning environment in the context of university mathematics and thus, offers an appropriate frame for my study. In my paper I deal with some theoretical problems in applying the theory of situated cognition in the context of university mathematics and how it can be recontextualised in order to better frame my area of study.

I consider proof, in a very similar way as Jill Adler (1999) in her study of multilingual mathematics classrooms considers talk, as a resource for mathematical learning. Then it needs to be both seen (be visible) and to be used and seen through (be invisible) to provide access to mathematical learning. I argue that Lave and Wenger’s concept of transparency even captures this dual function of proof as a learning resource in the practice of university mathematics. Access to artefacts in the community both through their use and through understanding their significance is crucial.

But not are only the mathematicians and the students to be seen in the social, cultural and historical context but the ideas of proof itself as well. That is the reason for why I have, in my global study, even investigated the history of proof and the teaching and learning of proof in parallel to the empirical studies. From these studies and some didactical studies, I have created a conceptual framework in order to describe and analyse features and patterns in mathematicians’ utterances and consider them in their social, historical and cultural context. The aim of the pilot study is to test and improve this frame. In this summary, I will give a brief description about the conceptual framework. 

 

Conviction/Explanation

Many mathematicians have emphasised the explanatory aspects of proof (e.g. Hersh, 1993; Rota, 1997). Mathematics educators have discussed whether the role of conviction or the role of explanation is prior in mathematics teaching and learning (e.g. de Villiers, 1988; Hanna, 1996). Many of them agree that instead of conviction, explanation is the main function of proof in education.

I argue that even conviction can be of importance for the pupils/students depending on what we mean by proof. If we think that proof exists in all mathematical activity where we justify every step, then the conviction is essential. In Sweden you often hear mathematics educators complain that the pupils/students only pursue to arrive at the right answer instead of convincing themselves about the correctness of their reasoning.

 

Deductive / inductive approaches

The axiomatic deductive approach that is still usual in mathematics teaching and textbooks, especially in a higher level, has been criticised since the 70’s by Freudenthal, Hersh, Human, Kline, Fischbein, Lakatos, Van Hiele and others (de Villiers, 1986). Lakatos (1976) called this style deductivist. “…, deductivist style tears the proof-generated definitions off their ‘proof-ancestors”, present them out of the blue, in an artificial and authoritarian way. It hides the global counterexamples which led to their discovery.” (p. 144) Lakatos advocates heuristic style that, on the contrary, highlights these factors and emphasises the problem-situation, the logic which gave birth to the new concept.

De Villiers (1986) suggests a variability of approaches. “The axiomatic deductive approach may, in terms of time-saving, perhaps become more and more essential as students progress into higher mathematics, provided they had already acquired a sound understanding of axiomatic structures by their own participation in its construction (or as re-enacted by the teacher).” (p. 23)

Lerman (2000) describes an approach, which runs contrary to the tendency of working inductively from, for instance everyday examples to general principles. Vygotsky called it the ascent from the abstract to the concrete. One development of Vygotsky’s perspective has, according to Lerman, been towards the teaching of general principles before the applications (p. 65). Lerman gives even account of the results of some studies that support the argument for a ‘theoretical learning approach’.

Discussions on the different teaching styles are in no way a recent phenomenon but have been more or less common during a several hundred years (Nykänen, 1945).

 

Aspects of formality, the level of rigor and the language

These aspects are overlapping with the former in a sense that working in an investigative, inductive level is often associated with intuitive and informal ways of reasoning. Formal/ informal representations have even connections with the notion of abstraction. Formality and rigour in mathematics are relative and context dependent concepts (Hersh, 1993). In my paper I will discuss for example the theories of Skemp (1987) and Fischbein (1987) in order to relate these theories to my data.

 

METHODOLOGY

The pilot study is based upon data collected by tape-recording and/or taking detailed notes of five face-to-face semi-structured interviews with mathematicians teaching undergraduate courses in Sweden. During the interviews I focused on items like how students meet proof in their lessons, why they should learn proof, what the students’ attitudes are towards proof, what about their knowledge, how they/we learn proof, what problems mathematicians see in the teaching and learning of proof. They could even talk about other issues that they themselves found important.

After transcribing the interviews I first identified the issues touching the questions above and organised the data according to them. After that I analysed the transcripts from my theoretical point of view. Finally, I used a more open approach without any deductive a priori theory. The findings in the second part of the analysis would hopefully give some interesting implications in form of new categories to the initial theory. The qualitative analysis was made by NVivo software.  

 

SOME RESULTS

Very clearly, the mathematicians consider proof as an essential part of mathematics. They talk about proof as a means to come to grips with the essence of mathematics. “…to understand the essence of mathematics.,  Gives insight to the essence of mathematics.” “Proof is a fundamental idea of mathematics…

 

Conviction/ explanation

One of the five mathematicians stressed the function of conviction: “In mathematics you cannot be convinced and continue if you do not have a proof.” Another explicitly denied the importance of this function: “Not for the conviction, the students already are convinced…

Explanation was present in mathematicians’ utterances in different ways which I sum up to mathematical constructions, structures, relations between different concepts like connections and hierarchies.

 

Inductive/ deductive approaches

An interesting result of the pilot study is that two opposite positions was taken by the mathematicians concerning the advantages of Euclidian geometry in the teaching and learning of proof. Responses to possible use of students’ own investigations and conjectures were positive. However, some of the mathematicians said it was quite difficult to change the contents and methods of the courses. “They can be time-consuming but you come to grips what mathematics actually is.”

 

Aspects of rigour and language

No one stressed the aspects of rigour in the teaching and learning of mathematics. However, two of them talked about the importance of the language and the using of symbols like the sign of equivalence. “The students have great difficulties, especially in precise formulation and language.”  One of them considered the learning of proof as the learning of a special kind of language. “It is also a language you have to learn, maybe by first memorising some proofs.”  The same person also stressed the importance of understanding the role of definitions when proving statements. One of the mathematicians talked about intuition “The aim of my current course is to give some intuitive understanding and computational skills in problem solving, so I have hardly proved any statements.”

 

Some further aspects

A common aspect when discussing the meaning of learning proof was that it can help problem solving in other contexts, both mathematical and outside mathematics.

Indeed, de Villiers (1990) mentioned an aesthetic function of proof and this very aspect was clearly present in many of the utterances in my data. “Proofs can be beautiful.” “…like a piece of poetry that can be as attractive as the entire theorem.” One of the mathematicians talked about proof as a mean of communication. Even communication is one of the roles de Villiers (1990) describes in his study on different roles and functions of proof.

 

Pedagogical aspects

All the mathematicians convey a very careful position concerning the treatment of proof in the basic courses. Reasons for this caution can be divided into ‘external’ and ‘internal’ reasons. ‘Internal’ reasons refer to mathematicians’ own pedagogical choices to avoid proving tasks because they think for example that the students do not need to learn proof yet. ‘External’ reasons are those circumstances that the mathematicians blame for not dealing with proof in their lessons. The most of the reasons the mathematicians gave were external, for example students’ lack of interest, students’ difficulties and fear of doing proofs, lack of time, lack of students’ prior knowledge.

 

PRELIMINARY CONCLUSIONS

During the process of analysis of these five interviews several new aspects emerged. The aspects of aesthetic, communication and transfer might be valuable to add into the conceptual framework. It might also be valuable to consider the mathematicians age, teaching experiences and research area as well as the culture where they come from when analysing their views. The clusters of internal/ external reasons for dealing/not dealing with proof will hopefully help me in the analysis of the whole sample.

 

 

References

Adler, J. (1999). The Dilemma of Transparency: Seeing and Seeing Through Talk in the Mathematics Classroom. Journal for Research in Mathematics education Vol 30,  No 1.

De Villiers, M. (1986). The Role of Axiomatisation in Mathematics and Mathematics Teaching. Research Unit in Mathematics Education. Stellenbosch.

De Villiers, M. (1990). The Role and Function of Proof in Mathematics. Pythagoras 24: 17-24. South Africa.

Fischbein, E. (1987). Intuition in Science and Mathematics, An Educational Approach. Kluwer Academic Publisher, Holland.

Hanna, G. (1995). Challenges to the Importance of Proof. For the Learning of Mathematics, 15(3), 42-49.

Hersh, R. (1993). Proving is Convincing and Explaning. Educational Studies in Mathematics 24: 389-399.

Lakatos, I. (1976). Proofs and Refutations. Cambridge University Press, Cambridge.

Lave, J and Wenger, E. (1991). Situated Learning: Legitimate Peripheral Participation. Cambridge University Press, Cambridge.

Lerman, S. (2000). Some Problems of Socio-Cultural Research in Mathematic Teaching and Learning. Nordisk Matematik Didaktik (NOMAD) Vol. 8, No 3.

Nordström K. (2003). Swedish University Entrants’ Experiences about and Attitudes towards Proofs and Proving. Paper presented at the working group on Argumentation and Proof, CERME 3, Italy.

Nykänen, A. (1945). Geometrian Opetus Suomessa Erityisesti Oppikirjojen Kehitystä Silmällä Pitäen. A doctoral thesis. Jyväskylä, Finland.

Rota, G-C. (1997). The phenomenology of Mathematical Proof. Synthese 111: 183-196.

Skemp, R. (1987). The Psychology of Learning Mathematics. Expanded American Edition. Lawrence Elbaum Associates, Publishers, New Jersey.